N.J. Stat. § 49:3-86
Notification to bureau, county adult protective services provider
New Jersey · New Jersey Statutes Title 49 — Sale of Securities · Status: effective
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- Citation
- N.J. Stat. § 49:3-86, Notification to bureau, county adult protective services provider, New Jersey, version 1 as recorded 2026-09-28, yourstate.us, https://yourstate.us/provision/1476877
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Full text
3. a. If a qualified individual reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser shall promptly notify the bureau and the applicable county adult protective services provider.
b. A qualified individual who, in good faith and exercising reasonable care, makes a disclosure in compliance with this section shall be immune from administrative or civil liability that might otherwise arise from such disclosure or for any failure to notify the eligible adult of the disclosure.