Wash. Rev. Code § 21.20.130
Cancellation of registration or application—Grounds
Washington · Revised Code of Washington Chapter 21.20 — Securities Act of Washington · Status: effective
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- Citation
- Wash. Rev. Code § 21.20.130, Cancellation of registration or application—Grounds, Washington, version 1 as recorded 2026-09-28, yourstate.us, https://yourstate.us/provision/1497622
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Full text
If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.