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Conn. Gen. Stat. § 33-1334

Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties

Connecticut · General Statutes of Connecticut Chapter 603 — Corporate Accountability · Status: effective

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Conn. Gen. Stat. § 33-1334, Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties, Connecticut, version 1 as recorded 2026-10-03, yourstate.us, https://yourstate.us/provision/2199735
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(a) It shall be unlawful for a registered public accounting firm to violate the provisions of Section 10a(g) of the Securities Exchange Act of 1934. (b) Any registered public accounting firm that violates subsection (a) of this section shall be subject to the penalties that the State Board of Accountancy may impose under subsection (a) of section 20-281a for conduct described in subdivision (10) of subsection (a) of section 20-281a.