Conn. Gen. Stat. § 36b-11
(Formerly Sec. 36-479). Photograph to accompany each application for registration
Connecticut · General Statutes of Connecticut Chapter 672a — Uniform Securities Act · Status: effective
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- Citation
- Conn. Gen. Stat. § 36b-11, (Formerly Sec. 36-479). Photograph to accompany each application for registration, Connecticut, version 1 as recorded 2026-10-03, yourstate.us, https://yourstate.us/provision/2201366
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Full text
Each application for registration under sections 36b-2 to 36b-34, inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.