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Conn. Gen. Stat. § 36b-16

(Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions

Connecticut · General Statutes of Connecticut Chapter 672a — Uniform Securities Act · Status: effective

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Conn. Gen. Stat. § 36b-16, (Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions, Connecticut, version 1 as recorded 2026-10-03, yourstate.us, https://yourstate.us/provision/2201371
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No person shall offer or sell any security in this state unless (1) it is registered under sections 36b-2 to 36b-34, inclusive, (2) the security or transaction is exempted under section 36b-21, or (3) the security is a covered security provided such person complies with any applicable requirements in subsections (c), (d) and (e) of section 36b-21.