Utah Code § 61-1-206
Records
Utah · Utah Code Title 61 — Securities Division - Real Estate Division · Status: effective
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- Citation
- Utah Code § 61-1-206, Records, Utah, version 1 as recorded 2026-10-03, yourstate.us, https://yourstate.us/provision/2345558
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Full text
(1) Upon request, a broker-dealer or investment adviser shall provide access to or a copy of any record, including a historical record, that is relevant to the suspected or attempted financial exploitation of an eligible adult to Adult Protective Services or a law enforcement agency.
(2) For purposes of Title 63G, Chapter 2, Government Records Access and Management Act, a record made available to Adult Protective Services or a law enforcement agency under this section is a protected record as defined in Section 63G-2-103.
(3) Nothing in this section affects the authority of the division to access or examine the books or records of a broker-dealer or investment adviser as otherwise provided by law.