7 U.S.C. § 6e
Dealings by unregistered floor trader or broker prohibited
United States · Title 7 — AGRICULTURE · Status: effective
Cite this
- Citation
- 7 U.S.C. § 6e, Dealings by unregistered floor trader or broker prohibited, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/428416
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Full text
It shall be unlawful for any person to act as floor trader in executing purchases and sales, or as floor broker in executing any orders for the purchase or sale, of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market or derivatives transaction execution facility unless such person shall have registered, under this chapter, with the Commission as such floor trader or floor broker and such registration shall not have expired nor been suspended nor revoked.
Legislative history
The public laws that enacted or amended this section. Tallies are for the whole bill as it passed each chamber — often an omnibus covering far more than this provision — not a vote on this section alone. The law that originally enacted this section predates the public laws loaded here, so only later amendments are listed.
- Commodity Futures Trading Commission Act of 1974House: no recorded tallySenate: no recorded tally
- Futures Trading Practices Act of 1992House: no recorded tallySenate: 90–8
- Consolidated Appropriations Act, 2001