yourstate.us
Home / United States / 7 U.S.C.
7 U.S.C. § 6k

Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons

United States · Title 7 — AGRICULTURE · Status: effective

Government Administration
Get this as JSONEmbed this
Cite this
Citation
7 U.S.C. § 6k, Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/428422
Permanent ID
ys:prov:428422@1
SHA-256
4cb74d42f80a2ea7c5d8ef8b58daa55cc2855a3c59913199f8f74c2307129620

The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.

Full text

Any associated person of a broker or dealer that is registered with the Securities and Exchange Commission, and who limits its solicitation of orders, acceptance of orders, or execution of orders, or placing of orders on behalf of others involving any contracts of sale of any commodity for future delivery or any option on such a contract, on or subject to the rules of any contract market or registered derivatives transaction execution facility to security futures products, shall be exempt from the following provisions of this chapter and the rules thereunder:

Legislative history

The public laws that enacted or amended this section. Tallies are for the whole bill as it passed each chamber — often an omnibus covering far more than this provision — not a vote on this section alone.

  • Enacted byPub. L. 93-463(H.R. 13113)1974-10-23
    Commodity Futures Trading Commission Act of 1974
    House: no recorded tallySenate: no recorded tally
  • Amended byPub. L. 95-405(S. 2391)1978-09-30
    Futures Trading Act of 1978
    House: no recorded tallySenate: no recorded tally
  • Amended byPub. L. 97-444(H.R. 5447)1983-01-11
    Futures Trading Act of 1982
    House: no recorded tallySenate: no recorded tally
  • Amended byPub. L. 106-554(H.R. 4577)2000-12-21
    Consolidated Appropriations Act, 2001
    House: 292–60Senate: 52–43
  • Amended byPub. L. 110-234(H.R. 2419)2008-05-22
    Food, Conservation, and Energy Act of 2008
    House: 193–230Senate: 81–15
  • Amended byPub. L. 110-246(H.R. 6124)2008-06-18
    Food, Conservation, and Energy Act of 2008
    House: 306–110Senate: 77–15