12 CFR 169.4
§ 169.4 Proxy soliciting material.
United States · 12 CFR — Banks and Banking · Status: effective
Cite this
- Citation
- 12 CFR 169.4, § 169.4 Proxy soliciting material, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/43901
- Permanent ID
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Full text
No solicitation of a proxy shall be made by means of any statement, form of proxy, notice of meeting, or other communication, written or oral, which:
(a) Solicits any undated or postdated proxy;
(b) Solicits any proxy that provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder; or
(c)(1) Contains any statement that is false or misleading with respect to any material fact, or
(2) Omits to state any material fact:
(i) Necessary in order to make the statements therein not false or misleading or
(ii) Necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has subsequently become false or misleading.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.