18 U.S.C. § 1514A
Civil action to protect against retaliation in fraud cases
United States · Title 18 — CRIMES AND CRIMINAL PROCEDURE · Status: effective
Cite this
- Citation
- 18 U.S.C. § 1514A, Civil action to protect against retaliation in fraud cases, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/449250
- Permanent ID
ys:prov:449250@1- SHA-256
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Full text
No company with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or that is required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(d)) including any subsidiary or affiliate whose financial information is included in the consolidated financial statements of such company, or nationally recognized statistical rating organization (as defined in section 3(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78c),11 So in original. Another closing parenthesis probably should precede the comma. or any officer, employee, contractor, subcontractor, or agent of such company or nationally recognized statistical rating organization, may discharge, demote, suspend, threaten, harass, or in any other manner discriminate against an employee in the terms and conditions of employment because of any lawful act done by the employee—
to provide information, cause information to be provided, or otherwise assist in an investigation regarding any conduct which the employee reasonably believes constitutes a violation of section 1341, 1343, 1344, or 1348, any rule or regulation of the Securities and Exchange Commission, or any provision of Federal law relating to fraud against shareholders, when the information or assistance is provided to or the investigation is conducted by—
A person who alleges discharge or other discrimination by any person in violation of subsection (a) may seek relief under subsection (c), by—
Relief for any action under paragraph (1) shall include—
Legislative history
The public laws that enacted or amended this section. Tallies are for the whole bill as it passed each chamber — often an omnibus covering far more than this provision — not a vote on this section alone.
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act