12 CFR 335.201

§ 335.201 Securities exempted from registration.

United States · 12 CFR — Banks and Banking · Status: effective

Cite this

Citation: 12 CFR 335.201, § 335.201 Securities exempted from registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/46687
Permanent ID: ys:prov:46687@1
SHA-256: 6446be2ea705462cc8345788b771141d95c8b1145e49873edc4f4efcca9c3232

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Full text

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.