12 CFR 335.611

§ 335.611 Initial statement of beneficial ownership of securities (Form 3).

United States · 12 CFR — Banks and Banking · Status: effective

Cite this

Citation: 12 CFR 335.611, § 335.611 Initial statement of beneficial ownership of securities (Form 3), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/46701
Permanent ID: ys:prov:46701@1
SHA-256: 329771fb72516ebfbf15ccbd98671f719f31609c370e6ad79fd83591f38f0a01

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Full text

This form shall be filed in lieu of SEC Form 3 pursuant to SEC rules for initial statements of beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. 78p and 78w) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at 17 CFR part 240.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.