12 CFR 335.612
§ 335.612 Statement of changes in beneficial ownership of securities (Form 4).
United States · 12 CFR — Banks and Banking · Status: effective
Cite this
- Citation
- 12 CFR 335.612, § 335.612 Statement of changes in beneficial ownership of securities (Form 4), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/46702
- Permanent ID
ys:prov:46702@1- SHA-256
50641b8d2de349aa70e66af37d0ee64d809befecf1272b46b239ce9a83f0550a
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Full text
This form shall be filed in lieu of SEC Form 4 pursuant to SEC Rules for statements of changes in beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. 78p and 78w) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at 17 CFR part 240.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.