12 CFR 368.3
§ 368.3 Business conduct.
United States · 12 CFR — Banks and Banking · Status: effective
Cite this
- Citation
- 12 CFR 368.3, § 368.3 Business conduct, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/47109
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Full text
A bank that is a government securities broker or dealer shall observe high standards of commercial honor and just and equitable principles of trade in the conduct of its business as a government securities broker or dealer.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.