13 CFR 107.400
§ 107.400 Changes in ownership of 10 percent or more of Licensee but no change of Control.
United States · 13 CFR — Business Credit and Assistance · Status: effective
Cite this
- Citation
- 13 CFR 107.400, § 107.400 Changes in ownership of 10 percent or more of Licensee but no change of Control, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/51587
- Permanent ID
ys:prov:51587@1- SHA-256
2b532e3c7252024a9546ee50a0bbe4337597c9ede91a493d3a86db7d470cd88f
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
(a) Prior approval requirements. You must obtain SBA's prior written approval for any proposed transfer or issuance of ownership interests that results in the ownership (beneficial or of record) by any Person, or group of Persons acting in concert, of at least 10 percent of any class of your stock or partnership capital.
(b) Fee. A processing fee of $200 must accompany each such request for approval of a change of ownership.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.