16 CFR 802.60

§ 802.60 Acquisitions by securities underwriters.

United States · 16 CFR — Commercial Practices · Status: effective

Cite this

Citation: 16 CFR 802.60, § 802.60 Acquisitions by securities underwriters, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/64811
Permanent ID: ys:prov:64811@1
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Full text

An acquisition of voting securities by a person acting as a securities underwriter, in the ordinary course of business, and in the process of underwriting, shall be exempt from the requirements of the act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.