17 CFR 3.43
§ 3.43 Relationship to registration.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 3.43, § 3.43 Relationship to registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66473
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Full text
(a) A temporary license shall not be deemed to be a registration or to confer any right to such registration.
(b) Unless a temporary license has terminated pursuant to § 3.42, a temporary license shall become a registration with the Commission upon the earlier of:
(1) A determination by the National Futures Association that the applicant is qualified for registration as an associated person, floor broker or floor trader; or
(2) The expiration of six months from the date of issuance unless a notice has been issued under § 3.60 of the initiation of a proceeding to deny registration under section 8a(2) or 8a(3) of the Act.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.