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Tex. Government Code § 4003.001

PERMIT REQUIRED; EXCEPTIONS

Texas · Texas Government Code · Status: effective

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Tex. Government Code § 4003.001, PERMIT REQUIRED; EXCEPTIONS, Texas, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/664765
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(a) A dealer or agent may not sell or offer for sale any securities issued after September 6, 1955, unless the commissioner has issued a permit qualifying securities for sale for those securities to the issuer of the securities or a registered dealer. (b) This section does not apply to: (1) securities that have been registered by notification under Subchapter B or by coordination under Subchapter C; or (2) transactions or securities that are exempt under Chapter 4005.