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Tex. Government Code § 4003.102

REGISTRATION STATEMENT REQUIRED

Texas · Texas Government Code · Status: effective

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Tex. Government Code § 4003.102, REGISTRATION STATEMENT REQUIRED, Texas, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/664787
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To register securities by coordination, an issuer of the securities or a registered dealer must file with the commissioner a registration statement that contains: (1) the following information: (A) the amount of securities to be offered in this state; (B) the states in which a registration statement or similar document in connection with the offering has been or is expected to be filed; and (C) any adverse order, judgment, or decree previously entered in connection with the offering by a court or the Securities and Exchange Commission; (2) one copy of the prospectus filed under the Securities Act of 1933 (15 U.S.C. Section 77a et seq.) together with all amendments to the prospectus; (3) a copy of: (A) the articles of incorporation and bylaws, or their substantial equivalents, currently in effect; (B) any agreements with or among underwriters; and (C) any indenture or other instrument governing the issuance of the securities to be registered; (4) a specimen or copy of the security; (5) any other information or copies of any other documents filed under the Securities Act of 1933 (15 U.S.C. Section 77a et seq.) the commissioner requests; (6) an undertaking to promptly forward all amendments to the federal registration statement other than an amendment that delays the effective date only; and (7) a consent to service of process conforming to the requirements of Section 4001.102 if: (A) the registration statement is filed by the issuer or by a dealer that will offer the securities for sale as the issuer's agent; and (B) the issuer is not a resident of this state or incorporated or formed under the laws of this state.