17 CFR 4.11

§ 4.11 Exemption from section 4n(3)(B).

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 4.11, § 4.11 Exemption from section 4n(3)(B), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66507
Permanent ID: ys:prov:66507@1
SHA-256: f8bde6f096097011703ff093e3e2b2899c462aea5092fdf6d01f984924876dae

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Full text

The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the Act as such or that is exempt from such registration.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.