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17 CFR 4.15

§ 4.15 Continued applicability of antifraud section.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 4.15, § 4.15 Continued applicability of antifraud section, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66511
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The provisions of section 4o of the Act shall apply to any person even though such person is exempt from registration under this part 4, and it shall continue to be unlawful for any such person to violate section 4o of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.