17 CFR 5.4
§ 5.4 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 5.4, § 5.4 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66541
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Full text
Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.