17 CFR 9.6
§ 9.6 Sanctions for noncompliance.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 9.6, § 9.6 Sanctions for noncompliance, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66575
- Permanent ID
ys:prov:66575@1- SHA-256
1b4c8363ffc9af5532f4299816d27c5dec18e895cc638b85dc066a19615b3e3b
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Full text
In the event that any party fails to file any document or make any appearance which is required under this part, the Commission may, in its discretion, and upon its own motion or upon the motion of any party to the proceeding, dismiss the proceeding before it, or, based on the record before it, affirm, modify, set aside, or remand for further proceedings, in whole or in part, the decision of the exchange.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.