yourstate.us
17 CFR 12.303

§ 12.303 Pre-decision conferences.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Get this as JSONEmbed this
Cite this
Citation
17 CFR 12.303, § 12.303 Pre-decision conferences, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66738
Permanent ID
ys:prov:66738@1
SHA-256
2874f0e87c7d4721804accd0ce5a0231315c0bffa6b7c9c22263600e4be51192

The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.

Full text

(a) During the time period permitted for discovery pursuant to § 12.30(d), and thereafter, Administrative Law Judges may, in their discretion, conduct one or more pre-decision conferences to be held in Washington, DC, or by telephone, with all parties for the purposes of: (1) Discussing the advisability of electing the voluntary decisional procedure; (2) Encouraging a settlement of the entire case, or any part thereof (such discussions may be ex parte with the consent of all parties); (3) Simplifying or clarifying issues; (4) Obtaining stipulations, admissions of fact and of authenticity of documents; (5) Discussing amendments or supplements to the pleadings; (6) Encouraging an early settlement of disputes relating to discovery; and (7) Discussing any matters of relevance in the proceeding. (b) At or following the conclusion of a pre-decision conference, Administrative Law Judges may serve a pre-decision memorandum and order setting forth the agreements reached by the parties, any procedural determinations made by them, and the issues for resolution not disposed of by admissions or agreements by the parties. Such an order shall control the subsequent course of the proceeding unless modified to prevent injustice.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.