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17 CFR 14.3

§ 14.3 Hearings.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 14.3, § 14.3 Hearings, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66767
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Hearings required or permitted to be held under provisions of this part shall be held before an Administrative Law Judge, utilizing the procedures established in the rules of practice (part 10) for adjudicatory proceedings. Any proceeding brought under provisions of this part shall, unless otherwise determined by the Commission, be prosecuted by the General Counsel of the Commission or by such attorneys in his office as he may assign.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.