17 CFR 21.01
§ 21.01 Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 21.01, § 21.01 Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/66831
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Full text
Upon call by the Commission, each futures commission merchant, clearing member and introducing broker shall file with the Commission the names and addresses of all persons who, by power of attorney or otherwise, exercise trading control over any customer's account in commodity futures or commodity options on any reporting market.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.