17 CFR 37.100
§ 37.100 Core Principle 1—Compliance with core principles.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 37.100, § 37.100 Core Principle 1—Compliance with core principles, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67034
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Full text
(a) In general. To be registered, and maintain registration, as a swap execution facility, the swap execution facility shall comply with—
(1) The core principles described in section 5h of the Act; and
(2) Any requirement that the Commission may impose by rule or regulation pursuant to section 8a(5) of the Act.
(b) Reasonable discretion of a swap execution facility. Unless otherwise determined by the Commission by rule or regulation, a swap execution facility described in paragraph (a) of this section shall have reasonable discretion in establishing the manner in which the swap execution facility complies with the core principles described in section 5h of the Act.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.