17 CFR 37.405
§ 37.405 Risk controls for trading.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 37.405, § 37.405 Risk controls for trading, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67052
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Full text
The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.