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17 CFR 37.407

§ 37.407 Regulatory service provider.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 37.407, § 37.407 Regulatory service provider, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67054
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Full text

A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.