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17 CFR 37.500

§ 37.500 Core Principle 5—Ability to obtain information.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 37.500, § 37.500 Core Principle 5—Ability to obtain information, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67057
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The swap execution facility shall: (a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act; (b) Provide the information to the Commission on request; and (c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.