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17 CFR 37.703

§ 37.703 Monitoring for financial soundness.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 37.703, § 37.703 Monitoring for financial soundness, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67069
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Full text

A swap execution facility shall monitor its members to ensure that they continue to qualify as eligible contract participants as defined in section 1a(18) of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.