17 CFR 37.1200
§ 37.1200 Core Principle 12—Conflicts of interest.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 37.1200, § 37.1200 Core Principle 12—Conflicts of interest, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67083
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Full text
The swap execution facility shall:
(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.