17 CFR 38.257

§ 38.257 Regulatory service provider.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 38.257, § 38.257 Regulatory service provider, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67140
Permanent ID: ys:prov:67140@1
SHA-256: 1bca5b24b2eb85d60e76fdb37a3b4c58d0b4f9dd810f1e2d780948654a8d9ffc

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Full text

A designated contract market must comply with the regulations in this subpart through a dedicated regulatory department, or by delegation of that function to a registered futures association or a registered entity (collectively, “regulatory service provider”), as such terms are defined in the Act and over which the designated contract market has supervisory authority.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.