17 CFR 38.602
§ 38.602 General financial integrity.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 38.602, § 38.602 General financial integrity, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67164
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Full text
A designated contract market must provide for the financial integrity of its transactions by establishing and maintaining appropriate minimum financial standards for its members and non-intermediated market participants.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.