17 CFR 38.700

§ 38.700 Core Principle 13.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 38.700, § 38.700 Core Principle 13, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67174
Permanent ID: ys:prov:67174@1
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Full text

The board of trade shall establish and enforce disciplinary procedures that authorize the board of trade to discipline, suspend, or expel members or market participants that violate the rules of the board of trade, or similar methods for performing the same functions, including delegation of the functions to third parties.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.