17 CFR 38.706

§ 38.706 Denial of charges and right to hearing.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 38.706, § 38.706 Denial of charges and right to hearing, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67180
Permanent ID: ys:prov:67180@1
SHA-256: 3a138122aed1bd7ef601092220bc6da8d3d258e7c2d96eb781e07464e5e45279

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Full text

In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.