17 CFR 39.40

§ 39.40 Consistency with the Principles for Financial Market Infrastructures.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 39.40, § 39.40 Consistency with the Principles for Financial Market Infrastructures, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67260
Permanent ID: ys:prov:67260@1
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Full text

This subpart C is intended to establish standards which, together with subparts A and B of this part, are consistent with section 5b(c) of the Act and the Principles for Financial Market Infrastructures published by the Committee on Payment and Settlement Systems and the Board of the International Organization of Securities Commissions and should be interpreted in that context.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.