17 CFR 49.14
§ 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 49.14, § 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67402
- Permanent ID
ys:prov:67402@1- SHA-256
1e1348ae64d93173ee93e00a70defc282aea47c3b0675992cfd636fa2a5446d2
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
A swap data repository shall have automated systems capable of identifying, aggregating, sorting, and filtering all swap transactions that are reported to it which are exempt from clearing pursuant to Section 2(h)(7) of the Act. Such capabilities shall be applicable to any information provided to a swap data repository by or on behalf of an end user regarding how such end user meets the requirements of Sections 2(h)(7)(A)(i), 2(h)(7)(A)(ii), and 2(h)(7)(A)(iii) of the Act and any Commission regulations thereunder.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.