17 CFR 146.10
§ 146.10 Information supplied by the Commission when collecting information from an individual.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 146.10, § 146.10 Information supplied by the Commission when collecting information from an individual, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67579
- Permanent ID
ys:prov:67579@1- SHA-256
be537f26c5ce2bc0f31ca676ba0b9e6200e26f0573688c6fdb0dc6056711e7cb
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
The Commission will inform each individual whom it asks to supply information, on the form which it uses to collect the information or on a separate form that can be retained by the individual of:
(a) The authority (whether granted by statute, or by executive order of the President) which authorizes the solicitation of the information and whether disclosure of such information is mandatory or voluntary;
(b) The principal purpose or purposes for which the information is intended to be used;
(c) The routine uses which may be made of the information, as published in the Federal Register; and
(d) The effects on him, if any, of not providing all or any part of the requested information.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.