17 CFR 156.3

§ 156.3 Contract market program for enforcement.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 156.3, § 156.3 Contract market program for enforcement, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67666
Permanent ID: ys:prov:67666@1
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Full text

A contract market must, as part of its responsibilities pursuant to the Act and § 1.51, demonstrate effective use of broker association registration information to monitor the trading activity of broker associations and their members for potential abuse and to secure compliance with all other contract market bylaws, rules, regulations and resolutions which may pertain to such associations or their members.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.