17 CFR 156.4

§ 156.4 Disclosure of Broker Association Membership.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 156.4, § 156.4 Disclosure of Broker Association Membership, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67667
Permanent ID: ys:prov:67667@1
SHA-256: 27f61d9688b771b0e3568ead32592a29307f24f20a6a4c79e95ddd057f08b9f1

The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.

Full text

Each contract market shall make available to the public generally and upon request a list of all registered broker associations which identifies for each such association the name of each person who is a member or otherwise has a direct beneficial interest in the association. This list shall be updated at least semi-annually.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.