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17 CFR 165.13

§ 165.13 Appeals.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 165.13, § 165.13 Appeals, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67728
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Full text

(a) Any Final Order of the Commission relating to a whistleblower award determination, including whether, to whom, or in what amount to make whistleblower awards, may be appealed to the appropriate court of appeals of the United States not more than 30 days after the Final Order of the Commission is issued, provided that administrative remedies have been exhausted. (b) The record on appeal shall consist of: (1) The Contents of Record for Award Determinations, as set forth in § 165.10. The record on appeal shall not include any pre-decisional or internal deliberative process materials that are prepared to assist the Commission or the Claims Review Staff in deciding the claim (including staff's draft Preliminary Determination or any Proposed Final Determination or staff's draft final determination); and (2) The Preliminary Determination and the Final Order of the Commission, as set forth in § 165.7.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.