17 CFR 170.8
§ 170.8 Settlement of customer disputes (section 17(b)(10) of the Act).
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 170.8, § 170.8 Settlement of customer disputes (section 17(b)(10) of the Act), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67753
- Permanent ID
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Full text
A futures association must be able to demonstrate its capacity to promulgate rules and to conduct proceedings that provide a fair, equitable and expeditious procedure, through arbitration or otherwise, for the voluntary settlement of a customer's claim or grievance brought against any member of the association or any employee of a member of the association. Such rules shall conform to and be consistent with section 17(b)(10) of the Act and be consistent with the guidelines and acceptable practices for dispute resolution found within appendix A and appendix B to part 38 of this chapter.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.