17 CFR 170.10
§ 170.10 Proficiency examinations (sections 4p and 17(p) of the Act).
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 170.10, § 170.10 Proficiency examinations (sections 4p and 17(p) of the Act), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67755
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Full text
A futures association may prescribe different training standards and proficiency examinations for persons registered in more than one capacity: Provided, That nothing contained in the Act or these regulations, including any exemption from registration for persons registered in another capacity, shall be deemed to preclude the establishment of training standards and a proficiency examination requirement for functions performed in such other capacity.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.