17 CFR 171.40
§ 171.40 Notice of the commencement of a member responsibility action.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 171.40, § 171.40 Notice of the commencement of a member responsibility action, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67796
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Full text
The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to § 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.