17 CFR 200.19d
§ 200.19d Director of the Office of Municipal Securities.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 200.19d, § 200.19d Director of the Office of Municipal Securities, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67855
- Permanent ID
ys:prov:67855@1- SHA-256
2ce9e1d2677804cfb7285263d56e4c15b836ca34f00f4d88e031f6f81b0620e1
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
The Director of the Office of Municipal Securities is responsible to the Commission for the administration and execution of the Commission's programs under the Securities Exchange Act of 1934 relating to the registration and regulation of municipal advisors, the practices of municipal securities brokers and dealers, and oversight of the Municipal Securities Rulemaking Board. The functions involved include recommending the adoption and amendment of Commission rules, reviewing proposed rule changes of the Municipal Securities Rulemaking Board, and responding to interpretive and no-action requests.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.