17 CFR 200.19e
§ 200.19e Director of the Office of Credit Ratings.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 200.19e, § 200.19e Director of the Office of Credit Ratings, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67856
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Full text
The Director of the Office of Credit Ratings is responsible to the Commission for the administration and execution of the Commission's programs under the Securities Exchange Act of 1934 relating to the registration and regulation of nationally recognized statistical rating organizations. The functions involved in the regulation of such entities include compliance inspections and examinations, recommending the adoption and amendment of Commission rules, and responding to interpretive and no-action requests.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.