17 CFR 200.61
§ 200.61 Impressions of influence.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 200.61, § 200.61 Impressions of influence, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67909
- Permanent ID
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Full text
A member should not, by his conduct, permit the impression to prevail that any person can improperly influence him, that any person unduly enjoys his favor or that he is affected in any way by the rank, position, prestige, or affluence of any person.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.