17 CFR 200.69
§ 200.69 Conduct toward parties and their counsel.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 200.69, § 200.69 Conduct toward parties and their counsel, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/67917
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Full text
Members should be temperate, attentive, patient and impartial when hearing the arguments of parties or their counsel. Members should not condone unprofessional conduct by attorneys in their representation of parties. The Commission should continuously assure that its staff follows the same principles in their relationships with parties and counsel.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.