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17 CFR 201.44

§ 201.44 When an application may be filed.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 201.44, § 201.44 When an application may be filed, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68038
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(a) An application may be filed whenever the applicant has prevailed in the proceeding or in a significant and discrete substantive portion of the proceeding, but in no case later than 30 days after the Commission's final disposition of the proceeding. (b) For purposes of this rule, final disposition means the date on which a decision or order disposing of the merits of the proceeding or any other complete resolution of the proceeding, such as a settlement or voluntary dismissal, becomes final and unappealable, both within the Commission and to the courts. (c) If review or reconsideration is sought or taken of a decision as to which an applicant believes it has prevailed, proceedings for the award of fees shall be stayed pending final disposition of the underlying controversy.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.